<html>
  <head>
    <meta http-equiv="Content-Type" content="text/html; charset=utf-8">
  </head>
  <body text="#000000" bgcolor="#FFFFFF">
    <p>Totally agree that not ALL cubesats should be Amateur licensed,
      particularly military research, and commercial research, and some
      of the 'pure fundamental research.'  We have a handful of missions
      underway at VT/Hume that are distinctly NOT appropriate for the
      Amateur bands (US Gov and Defense Contractor related).  ITAR is a
      factor as well, while most cubesats and cubesat related technology
      are no longer on the munitions list (EAR instead), there are a
      number of factors that could cause a cubesat to be restricted
      under the ITAR (for example, if the cubesat is at all classified,
      if it is conducting a SIGINT mission, if it has laser weapons on
      board, etc......it is controlled under ITAR).  While not
      specifically related to the 'pecuniary interest' parts of Amateur
      Regulations, to me it seems pretty obvious, if you are doing
      hardcore funded research for the gov't and your cubesat is ITAR
      (or higher), Amateur Radio (either under Part 97 or Part 5) is
      probably not the way to go.<br>
    </p>
    <p>That being said, the students we put to work on those kinds of
      missions may have 'cut their teeth' so to speak and learned the
      fundamentals of the technology working on missions that I think
      could fit with the Amateur Service (Like the VCC scenario I
      presented). </p>
    <p>In summary, I guess what I'm saying is just because its built and
      operated by a University does <i>not</i> automatically mean that
      Amateur Radio is appropriate.<br>
    </p>
    <p><br>
    </p>
    <p>Contributing to this matter are the recent WRC-15 decisions: 
<a class="moz-txt-link-freetext" href="http://www.arrl.org/news/iaru-revises-satellite-coordination-guidelines-to-align-with-wrc-15-decisions#.Wk42ARX5h9w.email">http://www.arrl.org/news/iaru-revises-satellite-coordination-guidelines-to-align-with-wrc-15-decisions#.Wk42ARX5h9w.email</a><br>
    </p>
    <p>“The strong preference is for all satellites using spectrum
      allocated to the Amateur and Amateur-Satellite services to operate
      under amateur licenses and within the definition of the
      Amateur-Satellite service and the service-specific Article 25 of
      the Radio Regulations,” IARU said in announcing the change. <b>“The
        IARU believes the definition is sufficiently broad to encompass
        nearly all educational satellite projects that include giving
        students hands-on experience with radiocommunication and are
        conducted under an amateur license</b>.” [emphasis added]</p>
    <p>Also this...."It will only coordinate a non-amateur satellite if
      an administration directs in writing that it be operated in an
      Amateur-Satellite band under an experimental or other non-amateur
      license."<br>
    </p>
    <p>Basically, my simplified understanding of whats going on, is that
      IARU will continue to coordinate Amateur and Experimental Licenses
      in Amateur Spectrum, but they prefer everything in the Ham bands
      to operate under Amateur Radio licensing (Part 97 for US), and
      they've made it slightly harder to get an experimental
      coordination by not doing it unless 'directed to in writing by the
      administration.'  Basically, I see this as a diplomatic, but
      bureaucratic move.........FCC requires a letter of coordination
      from IARU before they will provide an Experimental license.....but
      now IARU requires something in writing 'from the administration'
      (who I'm guessing is FCC) before they will coordinate and provide
      the letter.........how do you get the FCC to write a letter to the
      IARU if you don't already have a license because they require a
      letter before they grant a license...........Chicken vs Egg
      Tactics!</p>
    <p>Despite this, IARU seems to have widened the scope of an
      'acceptable Amateur satellite.'  Before I though the satellite had
      to provide a service (more than a beacon, like say a digipeater,
      or voice transmponder).  According to their wording as long as it
      gives students 'hands-on experience with radiocommunication' that
      is sufficient criteria for Amateur Licensing, and they will
      provide a letter of coordination.</p>
    <p>So to me, it looks like IARU has made it <i>easier</i> to get
      coordinated under Amateur rules where education is a top goal of
      the mission, while making it <i>harder</i> to get an Experimental
      license.  In that case the burden I believe is on the University
      (PI) to determine whether their mission really is for educational
      reasons or is for science/military/commercial/etc......and then
      pursue the appropriate type of license.  The problem is, most PIs
      aren't Hams, and they aren't down in the weeds on these issues,
      thus resulting in more reactionary actions that muddy the waters
      ('oh ok, I'll just get an experimental license, and not change out
      of the ham bands.....should be easy right?').</p>
    <p><br>
    </p>
    <p>Finally, definitely agree that the 'pecuniary interest' parts
      could use some clarification as well as the 'educational' parts.  
      The terminology is specific to 'teachers', but what about our
      graduate students.  They are operating under Graduate Research
      Assistant (GRAs) and are getting paid for their work.  No grad
      student has ever claimed to make 'big bucks' as a student, and I
      think the money would be considered 'incidental' to their
      educational/research goals.  Same goes for a number of other
      educational, not necessarily satellite related, projects like high
      altitude balloons and such.</p>
    <p><br>
    </p>
    <p>Thanks for the feedback, more is welcome and appreciated!<br>
    </p>
    <p>-Zach<br>
    </p>
    <pre class="moz-signature" cols="72">Research Associate
Aerospace Systems Lab
Ted & Karyn Hume Center for National Security & Technology
Virginia Polytechnic Institute & State University
Work Phone: 540-231-4174
Cell Phone: 540-808-6305</pre>
    <div class="moz-cite-prefix">On 4/11/2018 12:04 PM, Bruce Perens
      wrote:<br>
    </div>
    <blockquote type="cite"
cite="mid:CAK2MWOvd_6DYVv6BoqG1GqeHU2s3RLvt0pXoZY=QsSP1YtZ2sg@mail.gmail.com">
      <div dir="ltr">
        <div>This is a difficult issue. As I've commented to FCC, Part
          97 doesn't adequately state Amateur Radio's educational
          mission. However, some University cubesats don't really belong
          in Amateur spectrum. <br>
          <br>
          First of all, some are performing military research and while
          I doubt they have been Amateur licensed, to do so would
          endanger the acceptance of the Amateur service by foreign
          governments. This will result in their failure to license
          their local people, and difficulty for dxpeditions. And then
          we have the University cubesats that are Amateur licensed and
          do little with the Amateur world but put up a beacon. Do they
          really belong in the Amateur service?<br>
          <br>
        </div>
        <div>Every University has a pecuniary interest in its own
          operation, whether or not it is a non-profit organization. The
          one here in Berkeley costs over $50,000 per year for in-state
          students and about $75,000 for out-of-state ones, with tuition
          and other fees. Their non-profit status is a joke and they
          operate mainly to educate the most economically fortunate. I
          lectured on Open Source at the law school, Boalt Hall, last
          month. On campus it is very clear that you are among an elite
          group.<br>
          <br>
          However, one would think that satellite operation might
          require a higher degree of diligence than we can legitimately
          expect of volunteer staff, and thus I wonder what the problem
          of having them on salary is.<br>
          <br>
        </div>
        <div>I think ultimately the definition of pecuniary interest
          should get some work, and should be coupled with a requirement
          that the satellite is of benefit to Amateur Radio.<br>
          <br>
        </div>
        <div>There is no such effort going on as far as I am aware. If
          you want to get changes in ITU regulations, that can be a
          20-year effort (I've been there with no-code). I'd support
          such an effort.<br>
        </div>
        <div><br>
        </div>
        <div>    Thanks<br>
          <br>
        </div>
        <div>    Bruce<br>
        </div>
      </div>
      <div class="gmail_extra"><br>
        <div class="gmail_quote">On Wed, Apr 11, 2018 at 7:48 AM, Zach
          Leffke via Ground-Station <span dir="ltr"><<a
              href="mailto:ground-station@lists.openresearch.institute"
              target="_blank" moz-do-not-send="true">ground-station@lists.openresearch.institute</a>></span>
          wrote:<br>
          <blockquote class="gmail_quote" style="margin:0 0 0
            .8ex;border-left:1px #ccc solid;padding-left:1ex">
            <div text="#000000" bgcolor="#FFFFFF">
              <p>I apologize in advance for the length of this email. 
                Also, I apreciate those that take the time to read it
                and would greatly appreciate feedback on my proposed
                scenario and the opinions of those on the list
                concerning it.</p>
              <p><br>
              </p>
              <p>This is a topic I'm acutely interested in as I am a
                member of research faculty at Virginia Tech and run our
                (mostly Amateur Radio) satellite ground station.  For
                the record, so far everything we've been up to is
                receive only operations.  Additionally, the current
                cubesats underway at VT all have Experimental licensing
                (despite my vigorous, though failed, attempts to
                convince the powers that be to go the Amateur route). 
                But for the rest of this email, lets ignore that fact,
                and assume that we were doing things under the Amateur
                Satellite Service.<br>
              </p>
              <p>Also, one of my personal goals is to somehow, someday
                prove to the University cubesat community that the
                concept of 'Amateur vs Scientific' doesn't have to be
                mutually exclusive, and that University built cubesats
                can be Amateur Radio related, provide a service to Hams,
                educate students, <i>and</i> conduct science that a
                non-ham PI might care about.  I believe this is in
                keeping with the spirit of Amateur Radio and pushing the
                limits of science through experimentation (granted there
                are very specific details to pay attention to with this,
                like how the experimentation should advance the state of
                the art of radio.....not just collect a bunch of science
                data about the sun or whatever).<br>
              </p>
              <p>Since I was an undergrad (summer 2011), doing a summer
                internship (first time I got paid for research!) related
                to the prototype of our current system (again RX only at
                the time), I've been concerned about this.  Let me pose
                a specific, though currently hypothetical scenario, and
                I would love the opinions of those on the list
                concerning this.<br>
              </p>
              <p>One of the exceptions Paul mentioned is an educational
                exemption.  Here is the legalese excerpt from 47 CFR
                Part 97 (hint search for the term 'educational', there
                is only 1 instance of this in the document, some
                emphasis added, but the words are verbatim):</p>
              <p>§97.113 Prohibited transmissions. <br>
                (3) Communications in which the station licensee or
                control operator has a *pecuniary interest*, including
                communications on behalf of an employer, with the
                following exceptions: <br>
                (iii) A control operator may accept compensation as an
                incident of a teaching position during periods of time
                when an amateur station is used by that teacher as a
                part of classroom instruction at an educational
                institution. <br>
              </p>
              <p>OK, so that's the specific legalese concerning
                'educational exemptions.'  We currently have a cubesat
                mission we are calling the Virginia Cubesat
                Constellation (VCC).  Three 1Us, each built by a VA
                University (VT, UVA, ODU).  The mission is funded
                through an Undergraduate STEM initiative from NASA (so
                technically, federally owned).  The number 1 stated goal
                of the mission (literally the purpose of the existence
                of the project) is to get students 'hands on education
                in the design, construction, and operation of
                spacecraft.'  Operation of the cubesat involves radio
                communication.  These satellites are currently getting
                licensed under the Experimental service, and will
                operate outside of the Amateur Satellite Service (401
                MHz satellite band).  However, originally, they were
                planning for 435 MHz band, and they were planning a
                crosslink to measure pseudorange between the three
                birds.  Befoe the change, I was pushing heavily for
                Amateur licensing, and for the team to open up use of
                the crosslink on weekends for 'multi-hop' comms to the
                Amateur Community.  So for the proposed scenario, lets
                say they had gone this route and the satellites were
                licensed in the Amateur Satellite Service.<br>
              </p>
              <p>Almost done.....a few remaining items for the proposed
                scenario.</p>
              <p>1.  Most of the students involved in the institutions
                are receiving class credit for their involvement in the
                project (some getting 'Senior Design Project' credit,
                some getting undergraduate research credit, some getting
                credit in the courses that rolled this project into
                their lab requirements, etc.).<br>
                2.  It is my goal to one day train up a corps of
                (amateur licensed) student operators that run the day to
                day operations of the VTGS, that I would oversee. 
                Communications would be under the Amateur Radio Service,
                hopefully using a 'Space Communications Club' callsign
                that I would be the trustee of (so ultimately, I bear
                the responsibility, with my license on the line).<br>
                3.  I am not a member of teaching faculty.  However, I
                consider all of my work with students as a form of
                teaching ('hands on, minds on' principles of VT
                education), though I tend to think of it more as
                training (harkens back to my USMC days, its like
                training junior Marines on how to operate a SatCom
                terminal and practical engineering principles behind
                ground station design and implementation).</p>
              <p>So in my opinion, my compensation would be incidental
                to a teaching position (#3), during periods of time
                (during on orbit operation, each pass) when an Amateur
                Station (#2, the club station, aka the VTGS) is used by
                that teacher (or students under the club call, so
                ultimately me), as part of classroom education (#1, the
                students are receiving course credit). <br>
              </p>
              <p><br>
              </p>
              <p>To me that all seems to be a legitimate use of the
                Amateur Radio Service.  My compensation for operation of
                the station meets the exemption criteria in my opinion. 
                More to the point, I'm not in this game for the money,
                the money is incidental.  I'm in this game to teach
                people about SatCom, Space, Amateur Radio, etc.  All
                things that align directly with VT principles (Ut
                Prosim!) and the Charter of the Hume Center and
                'preparing the next generation of National Security
                leaders....' (space communications are a key part of our
                National Security, and using Amateur Radio to teach the
                fundamentals just seems to make sense to me).</p>
              <p>On a larger scale, many organizations seem to be
                aligned in their goals, but the 'legalese' seems to get
                in the way.  NASA has STEM goals, Amateur Radio is
                highly STEM oriented, ONR, AFRL, ARO, etc. all have STEM
                Goals, NSF has STEM goals, AMSAT has the words
                'education' in their Charter, ARISS is educationally
                aligned.</p>
              <p>It seems silly to me that I would be considered to be
                'breaking the law' if I ran an ARISS contact (involving
                AMSAT, NASA, VT, etc.) using the VTGS, during working
                hours (I'm salary, so time of day doesn't really
                matter).  <br>
              </p>
              <p>If someone can point out to me any fallacies in my
                logic, I would be very appreciative.<br>
              </p>
              <p><br>
              </p>
              <p>Very Sincerely and Respectfully,<br>
              </p>
              <p>Zach, KJ4QLP<br>
              </p>
              <pre class="m_-8976559131298973203moz-signature" cols="72">Research Associate
Aerospace Systems Lab
Ted & Karyn Hume Center for National Security & Technology
Virginia Polytechnic Institute & State University
Work Phone: 540-231-4174
Cell Phone: 540-808-6305</pre>
              <div>
                <div class="h5">
                  <div class="m_-8976559131298973203moz-cite-prefix">On
                    4/11/2018 1:45 AM, Bruce Perens via Ground-Station
                    wrote:<br>
                  </div>
                  <blockquote type="cite">I asked ARRL what their
                    position was, through my director a few days ago. So
                    far, they don't see a need to change the rules.<br>
                    <br>
                    <div class="gmail_quote">
                      <div dir="ltr">On Tue, Apr 10, 2018, 10:41 PM Paul
                        Williamson <<a
                          href="mailto:paul@mustbeart.com"
                          target="_blank" moz-do-not-send="true">paul@mustbeart.com</a>>
                        wrote:<br>
                      </div>
                      <blockquote class="gmail_quote" style="margin:0 0
                        0 .8ex;border-left:1px #ccc
                        solid;padding-left:1ex">
                        <div dir="ltr">This summary fails to mention
                          that there is a list of four exceptions to the
                          pecuniary interest rule in Part 97.113(3).
                          This suggests that the FCC could grant a
                          further exception for satellite operators if
                          it saw fit to do so, without running afoul of
                          the ITU.
                          <div><br>
                          </div>
                          <div>
                            <div>One of those exceptions was added in
                              Docket 92-136, which also relaxed the rule
                              prohibiting any "business" communication.
                              My point is simply that rules can be
                              changed, even rules we've come to view as
                              immutable.</div>
                          </div>
                          <div><br>
                          </div>
                          <div>  -Paul</div>
                          <div><br>
                          </div>
                        </div>
                        <div class="gmail_extra"><br>
                        </div>
                        <div class="gmail_extra">
                          <div class="gmail_quote">On Tue, Apr 10, 2018
                            at 5:22 PM, Bruce Perens via Ground-Station
                            <span dir="ltr"><<a
                                href="mailto:ground-station@lists.openresearch.institute"
                                target="_blank" moz-do-not-send="true">ground-station@lists.<wbr>openresearch.institute</a>></span>
                            wrote:<br>
                          </div>
                        </div>
                        <div class="gmail_extra">
                          <div class="gmail_quote">
                            <blockquote class="gmail_quote"
                              style="margin:0 0 0 .8ex;border-left:1px
                              #ccc solid;padding-left:1ex">
                              <div dir="ltr">
                                <h1
class="m_-8976559131298973203m_288953632736640678m_3190698006169485423entry-title"
style="box-sizing:inherit;font-size:1.625rem;margin:0px 0px
                                  0.25em;clear:both;line-height:1.4;padding:0px;font-weight:300">Paid
                                  Ground-Station Control Operators and
                                  Amateur Sattelites</h1>
                                <div
class="m_-8976559131298973203m_288953632736640678m_3190698006169485423entry-content">
                                  <p
                                    style="box-sizing:inherit;margin:0px
                                    0px 1.5em;padding:0px">Paid
                                    personnel are not allowed to be
                                    control operator or license grantee
                                    of Amateur Satellites. In the United
                                    States, this means that a paid
                                    employee of the sponsoring
                                    organization of the satellite, for
                                    example a professor at the
                                    university that has built the
                                    satellite, can not be a control
                                    operator or the license grantee.</p>
                                  <p
                                    style="box-sizing:inherit;margin:0px
                                    0px 1.5em;padding:0px">I recently
                                    corresponded with our IARU Divison 2
                                    representatives regarding this
                                    issue. Thanks to Edson W. R. Pereira
                                    PY2SDR and Ray Soifer W2RS for this
                                    information:</p>
                                  <p
                                    style="box-sizing:inherit;margin:0px
                                    0px 1.5em;padding:0px">The issue
                                    regarding paid operators is due to
                                    the definition of the amateur radio
                                    service as defined by the ITU.</p>
                                  <p
                                    style="box-sizing:inherit;margin:0px
                                    0px 1.5em;padding:0px">ARTICLE 1
                                    Terms and definitions</p>
                                  <ul
                                    style="box-sizing:inherit;margin:0px
                                    0px
                                    1.5em;padding:0px;list-style:disc">
                                    <li style="box-sizing:inherit">No.
                                      1.56 amateur service: A
                                      radiocommunication service for the
                                      purpose of self-training,
                                      intercommunication and technical
                                      investigations carried out by
                                      amateurs, that is, by duly
                                      authorized persons interested in
                                      radio technique solely with a
                                      personal aim and without pecuniary
                                      interest.</li>
                                    <li style="box-sizing:inherit">No.
                                      1.57 amateur-satellite service: A
                                      radiocommunication service using
                                      space stations on earth satellites
                                      for the same purposes as those of
                                      the amateur service.</li>
                                    <li style="box-sizing:inherit">No.
                                      1.96 amateur station: A station in
                                      the amateur service.</li>
                                  </ul>
                                  <p
                                    style="box-sizing:inherit;margin:0px
                                    0px 1.5em;padding:0px">The same
                                    definition is used by the FCC: <a
href="https://www.fcc.gov/wireless/bureau-divisions/mobility-division/amateur-radio-service"
                                      rel="noopener noreferrer"
style="box-sizing:inherit;background-color:transparent;color:rgb(34,34,34);text-decoration:none"
                                      target="_blank"
                                      moz-do-not-send="true">https://www.fcc.gov/<wbr>wireless/bureau-divisions/<wbr>mobility-division/amateur-<wbr>radio-service</a></p>
                                  <p
                                    style="box-sizing:inherit;margin:0px
                                    0px 1.5em;padding:0px">The key point
                                    here is the term “pecuniary
                                    interest” — in otther words,
                                    “without financial compensation”.
                                    The definition is related to the
                                    *operation* of an amateur radio
                                    station, as you have stated in your
                                    message. Persons, including amateur
                                    radio operators, could be
                                    financially compensated to design
                                    and build amateur satellites, but
                                    according to the regulations, as
                                    they are presently written, the
                                    person cannot be compensated to
                                    operate the station.</p>
                                  <div style="box-sizing:inherit"> If
                                    the station will operate under a US
                                    FCC amateur license, the control
                                    operator may not be an employee of
                                    the sponsoring organization, whether
                                    or not he is being directly
                                    compensated for operating the
                                    station.  The license grantee is
                                    also deemed to be the operator of
                                    the space station operating under
                                    his license.</div>
                                  <div style="box-sizing:inherit">For
                                    those reasons, FCC licenses most
                                    Cubesats as experimental, not
                                    amateur.  Experimental licenses do
                                    permit operators to be compensated. 
                                    However, experimental stations may
                                    not communicate with amateur
                                    stations.</div>
                                </div>
                                <br>
                              </div>
                              <br>
                            </blockquote>
                          </div>
                        </div>
                        <div class="gmail_extra">
                          <div class="gmail_quote">
                            <blockquote class="gmail_quote"
                              style="margin:0 0 0 .8ex;border-left:1px
                              #ccc solid;padding-left:1ex">______________________________<wbr>_________________<br>
                              Ground-Station mailing list<br>
                              <a
                                class="m_-8976559131298973203moz-txt-link-abbreviated"
href="mailto:Ground-Station@lists.openresearch.institute"
                                target="_blank" moz-do-not-send="true">Ground-Station@lists.<wbr>openresearch.institute</a><br>
                              <a
href="http://lists.openresearch.institute/mailman/listinfo/ground-station"
                                rel="noreferrer" target="_blank"
                                moz-do-not-send="true">http://lists.openresearch.<wbr>institute/mailman/listinfo/<wbr>ground-station</a><br>
                              <br>
                            </blockquote>
                          </div>
                          <br>
                        </div>
                      </blockquote>
                    </div>
                    <br>
                    <fieldset
                      class="m_-8976559131298973203mimeAttachmentHeader"></fieldset>
                    <br>
                    <pre>______________________________<wbr>_________________
Ground-Station mailing list
<a class="m_-8976559131298973203moz-txt-link-abbreviated" href="mailto:Ground-Station@lists.openresearch.institute" target="_blank" moz-do-not-send="true">Ground-Station@lists.<wbr>openresearch.institute</a>
<a class="m_-8976559131298973203moz-txt-link-freetext" href="http://lists.openresearch.institute/mailman/listinfo/ground-station" target="_blank" moz-do-not-send="true">http://lists.openresearch.<wbr>institute/mailman/listinfo/<wbr>ground-station</a>
</pre>
                  </blockquote>
                  <br>
                </div>
              </div>
            </div>
            <br>
            ______________________________<wbr>_________________<br>
            Ground-Station mailing list<br>
            Ground-Station@lists.<wbr>openresearch.institute<br>
            <a
href="http://lists.openresearch.institute/mailman/listinfo/ground-station"
              rel="noreferrer" target="_blank" moz-do-not-send="true">http://lists.openresearch.<wbr>institute/mailman/listinfo/<wbr>ground-station</a><br>
            <br>
          </blockquote>
        </div>
        <br>
      </div>
    </blockquote>
    <br>
  </body>
</html>